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REGION: Middle East
TOPIC: Military
Online NewsHour
IN-DEPTH COVERAGE
Tracking Nuclear Proliferation
BACKGROUND REPORT Posted: May 2, 2005     
Verifying and Monitoring States

Safeguards
The International Atomic Energy Agency safeguards system aims to detect and deter diversion of nuclear materials used for civilian purposes to materials used to make weapons. The IAEA currently monitors more than 800 facilities in more than 100 nations.

 
  IAEA inspectors in the former Soviet republic of Georgia  
Petr Pavlicek/IAEA

An IAEA survey team prepares for a search of radioactive sources in Georgia.
The nuclear Non-Proliferation Treaty assigns responsibility to the IAEA to oversee all peaceful nuclear activities in member states. States that have not ratified the NPT such as India and Pakistan, but have acknowledged nuclear weapons programs, still can authorize the IAEA to conduct monitoring at some of their facilities, according to the Carnegie Endowment for International Peace.

The IAEA's safeguards system has evolved in response to the increasing sophistication of nuclear programs and efforts to hide them, according to Leonard Spector, deputy director of the Monterey Institute of International Studies' Center for Nonproliferation Studies.

With the exception of the five nuclear states -- the United States, United Kingdom, Russia, China and France -- all NPT member states must comply with at least one of the organization's safeguard models.

Classic Safeguards
Under the classic safeguard system, states are allowed to have nuclear materials for peaceful energy uses. The IAEA works with each country's nuclear energy agency to log all facilities in the country and to account for the usage of nuclear materials. The organization also oversees regular inspections of stated facilities to confirm that the nature of the work is legitimate.

According to Spector, one shortcoming of this classic system is that it depends on the country's declaration to be accurate.

"If a country was not forthcoming about all of its nuclear activities, inspectors had no occasion to look beyond what had been declared," he said.

An example of this occurred after the first Gulf War in 1991, when coalition forces uncovered undeclared materials in Iraq that were being used for a weapons program and found that co-located at some peaceful energy facilities were shadow facilities used for weapons manufacturing. The IAEA had been monitoring Iraq's civilian nuclear facilities since it adopted the NPT in 1967.

Special Safeguards
There are times when a separate agreement establishing "special" safeguards is needed to monitor suspect programs.

 
  A safeguarded spent nuclear device  
Kirstie Hansen/IAEA

A spent radioactive device conditioned and sealed by IAEA inspectors.
Because inspectors under the classic safeguards system had no protocols in place to look outside of what Iraq had stated in terms of their nuclear facilities and materials, in April of 1991, the United Nations drafted Security Council resolution 687, which created the United Nations Special Commission (UNSCOM), a special action team mandated to do more rigorous inspection than was previously allowed in Iraq.

According to the mandate, under this system, inspectors were allowed: "Unrestricted freedom of entry and exit without delay, unrestricted freedom of movement without advance notice within Iraq; the right to unimpeded access to any site or facility for the purpose of the on-site inspection, the right to request, receive, examine and copy any record, data or information or examine, retain, move or photograph, including videotape, any item relevant to the Special Commission's activities and to conduct interviews; the right to take and analyze samples of any kind as well as to remove and export samples for off-site analysis; and the right to unrestricted communication by radio, satellite or other forms of communication."

The UNSCOM mandate had three phases. First was to conduct an "inspection and survey phase to gather the information necessary to make an informed assessment of Iraq's capabilities and facilities in the nuclear, chemical, biological and ballistic missile fields," according to U.N. Special Commission documents.

The new commission was also charged with disposing of "weapons of mass destruction, facilities and other related items through destruction, removal or rendering harmless." Iraq was allowed to keep ballistic missiles with a range less than 150 kilometers.

Finally, UNSCOM was to engage in "long-term monitoring" to ensure that Iraqi officials complied with the obligations outlined in the resolution. The obligations prevented the country from re-acquiring or rebuilding its weapons or weapons facilities.

Due to the shortcomings of the classic safeguards system and the relative success of UNSCOM in Iraq, the IAEA, in 1993 revised the classic safeguards and created "Program 93+2," which broadened the system to include undeclared areas and clandestine activities.

According to the Carnegie Endowment for International Peace, this essentially meant the IAEA moved beyond verifying the "correctness" of a state's declared nuclear holdings and its uses to establishing the "completeness" of its declaration. In order to fully ascertain a state's complete capacity for nuclear activity, the IAEA had to start assessing things not preliminarily associated with nuclear materials and facility activity.

New tactics for inspectors included taking random air and swipe samples from a range of locations, analyzing abnormal environmental emissions and noting acquisition of specialized equipment that could be used for nuclear weapon manufacturing, according to Spector.

Spector also noted that member countries now share information as a means to prevent illegal weapons production.

Although the "Program 93+2" is the current safeguard model used to work with many countries, the IAEA has been unable to get all NPT member countries to adopt the new standards.

"Some small states, such as Burkina Faso, discontinued their nuclear programs, so ratifying a new safeguards program didn't make any sense," Spector said. "We lost some others, such as Iran, Syria and Israel because they found the new measures too intrusive."

Verification
All IAEA safeguard models allow for routine inspections to verify and audit nuclear facilities and materials. Inspectors check fuel sites, uranium and/or plutonium enrichment plants and shipment routes. Two essential functions are accounting for all materials and checking the enrichment levels of that material.

 
  IAEA inspectors  
IAEA

IAEA inspectors take a physical inventory of enriched uranium fuel assemblies.
For example, many nations have facilities using low-grade enriched uranium and plutonium to generate energy. This material typically holds an enrichment level less than 5 percent. Inspectors routinely check the enrichment levels to ensure that some of that material hasn't been more highly enriched, up to 90 percent so that it can be used for weapons.

"Depending on how close to bomb-grade certain material is, inspectors will step up the frequency of their inspections," Spector said. "For states that have close to bomb-grade material, the IAEA can on-site inspectors can install or remote inspection technology."

A huge potential problem is when material goes unaccounted for. To sidestep inspectors, some states have replaced fuel rods with dummy rods, so that inspectors are not aware of all material.

"Inspectors have to be aware of these tactics -- they're called diversion paths," says Spector. "By staying ahead of any trickery, inspectors can make sure what they're seeing matches up with what a state has declared."

In an effort to combat these efforts, inspectors seal lids of materials containers, install fuel rod counters and conduct unannounced searches of all sites, so that secret laboratories or shadow facilities can be discovered.


-- By Caitlin Thompson, Online NewsHour

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